市政府关于印发《南通市重特大事故隐患整改责任追究规定》的通知
江苏省南通市人民政府
市政府关于印发《南通市重特大事故隐患整改责任追究规定》的通知
通政发〔2004〕1号
各县(市)、区人民政府,市各委、办、局,市各直属单位:
《南通市重特大事故隐患整改责任追究规定》已经2004年1月4日市政府第19次常务会议讨论通过,现予印发,请认真遵照执行。
二○○四年一月五日
相关附件:
南通市重特大事故隐患整改责任追究规定(04-1).doc
第一条 为强化安全生产责任,加强重特大事故隐患整改工作,防止重特大事故的发生,保障人民生命和财产安全,根据《中华人民共和国安全生产法》、《国务院关于特大安全事故行政责任追究的规定》和《江苏省安全生产监督管理规定》等法律、法规、规章的规定,结合本市实际,制定本规定。
第二条 本规定适用于在本市行政区域内从事生产、经营和其他与安全生产有关的社会活动的单位和个人。
第三条 本规定所称事故隐患是指人的活动场所、设备及设施的不安全状态,或者由于人的不安全行为和管理上、防范上的缺陷而可能导致人身伤亡或者经济损失的潜在危险。重大事故隐患是指可能造成死亡10人以上,或直接经济损失500万元以上的事故隐患;特大事故隐患是指可能造成死亡50人以上,或直接经济损失1000万元以上的事故隐患。
第四条 从事生产、经营的单位和个人应当根据自身的生产经营特点,定期对安全生产、经营状况进行检查。对检查中发现的事故隐患,应登记建档,采取整改措施,并记录在案;对重特大事故隐患,必须及时按规定上报,并认真开展监控和整改工作。
第五条 生产、经营单位主要负责人必须对本单位的重特大事故隐患整改工作全面负责,认真履行下列职责:
(一)建立重特大事故隐患整改责任制;
(二)定期召开安全生产工作会议,重点排查、分析本单位重特大事故隐患,研究落实防范、监控、整改措施;
(三)落实重特大事故隐患整改资金;
(四)制定重特大事故隐患整改方案,明确整改时间和责任人,并迅速组织实施;
(五)制定重特大事故应急救援预案并组织演练;
(六)建立重特大事故隐患登记和整改档案。
第六条 乡镇以上人民政府应加强对重特大事故隐患排查、治理工作的领导,对本地区防范重特大安全事故负责。
(一)每季度至少召开一次防范重特大事故工作会议,由政府主要负责人或委托分管负责人召集有关部门正职负责人,分析、布置、督促、检查本地区防范重特大事故的工作。会议应当作出决定并形成纪要,会议确定的各项整改及防范措施必须严格实施、落实到位。
(二)组织有关部门对本地区容易发生重特大事故的单位、设施和场所安全事故的防范明确责任、采取措施;并定期组织有关部门对各类重特大事故隐患进行查处;发现重特大事故隐患的,责令立即排除。重特大事故隐患排除前或者排除过程中无法保证安全的,应当从危险区域内撤出作业人员,责令暂时停产、停业或者停止使用,并立即向上一级人民政府及有关部门报告。重大事故隐患排除后,经审查同意,方可恢复生产经营和使用。
第七条 各级安全生产监督管理部门负责职责范围内重特大事故隐患整改的监督、监察和行政处罚工作,并将督察情况及时向同级人民政府和上一级安全生产监督管理部门报告。其他有关主管部门负责本部门职责范围内重特大事故隐患整改的监督管理工作。
负有安全生产监督管理职责的部门应当建立举报制度,公开举报电话、信箱或者电子邮件地址,受理有关安全生产的举报并及时处理。
第八条 各级工会发现生产经营单位存在重特大事故隐患,有权提出整改建议,生产经营单位应当及时研究答复;发现危及从业人员生命安全的情况时,有权向生产经营单位建议组织从业人员撤离危险场所,生产经营单位必须立即作出处理。
第九条 任何单位和个人均有权利和义务向所在地人民政府及负有安全生产监督管理职责的部门或者向其上一级人民政府及负有安全生产监督管理职责的部门举报重特大事故隐患。接到举报的人民政府或部门应当立即对事故隐患进行查处。
第十条 存在重特大事故隐患的单位应及时将《重特大事故隐患报告书》和整改方案报送所在地人民政府、主管部门(单位)和安全生产监督管理部门。各级人民政府、主管部门(单位)和安全生产监督管理部门接到《重特大事故隐患报告书》后,应组织专家进行评估,分类建档,并按事故隐患等级逐级上报。重大事故隐患应报至市级,特大事故隐患应报至省级。
第十一条 对重特大事故隐患进行安全评价、认证、检测、检验,应当由具备资质条件的机构进行。
第十二条 生产经营单位隐瞒存在的重特大事故隐患的,给予警告,可以并处1万元以下的罚款。
生产经营单位对重特大事故隐患未登记建档,或者未进行评估、监控,或者未制定应急救援预案的,责令限期改正;逾期未改正的,责令停产停业整顿,可以并处2万元以上10万元以下的罚款。
第十三条 生产经营单位的主要负责人未建立重特大事故隐患整改责任制的,责令限期改正;逾期未改正的,责令生产经营单位停产停业整顿。
生产经营单位的主要负责人对已发现的重特大事故隐患不及时采取措施的,给予警告,责令限期改正,可以并处1万元以下的罚款;逾期未改正的,责令生产经营单位停产停业整顿。
生产经营单位的主要负责人不依照规定保证重特大事故隐患整改资金的,责令限期改正,提供必需的资金;逾期未改正的,责令生产经营单位停产停业整顿。
生产经营单位的主要负责人不履行重特大事故隐患整改职责,导致发生生产安全事故,尚不构成刑事处罚的,给予撤职处分或者处以2万元以上20万元以下的罚款;构成犯罪的,依照刑法有关规定追究刑事责任。
第十四条 乡镇以上人民政府和负有安全生产监督管理职责的部门对重特大事故隐患隐瞒不报、谎报或者拖延不报的,对直接负责的主管人员和其他直接责任人,根据其情节轻重及责任大小给予相应的行政处分。构成犯罪的,移送司法机关按有关规定追究其刑事责任。对本地区、本部门存在重特大事故隐患,不履行安全生产监督管理职责的,对直接负责的主管人员和其他直接责任人,视其情节轻重给予警告、记过、记大过处分;对因工作失职导致发生生产安全责任事故的,对主要负责人和其他直接责任人,视其情节轻重及造成后果的严重程度给予降级以上的行政处分;构成犯罪的,移送司法机关按有关规定追究其刑事责任。
第十五条 承担安全评价、认证、检测、检验工作的机构,出具虚假证明,构成犯罪的,依照刑法有关规定追究刑事责任;尚不够刑事处罚的,没收违法所得,违法所得在5000元以上的,并处违法所得2倍以上5倍以下的罚款,没有违法所得或者违法所得不足5000元的,单处或者并处5000元以上2万元以下的罚款,对其直接负责的主管人员和其他直接责任人员处5000元以上5万元以下的罚款;给他人造成损害的,与生产经营单位承担连带赔偿责任。原发证机构应依法撤销其相应资格。
第十六条 各级监察机关对各级人民政府和政府有关部门及其工作人员履行重特大事故隐患整改职责实施监察,对工作失职的有关责任人依法追究相应责任。
第十七条 本规定自2004年2月1日起施行。
SECURITIES (CLEARING HOUSES) ORDINANCE ——附加英文版
Hong Kong
SECURITIES (CLEARING HOUSES) ORDINANCE
(CHAPTER 420)
CONTENTS
ion
I PRELIMINARY
hort title
nterpretation
II DECLARATION OF CLEARING HOUSES FOR PURPOSES OF THIS
NANCE AND RULES OF CLEARING HOUSES
ecognized clearing houses
ules of recognized clearing houses, etc.
III MODIFICATIONS OF THE LAW OF INSOLVENCY TO SAFEGUARD
ATIONS AND PROCEDURES OF RECOGNIZED CLEARING HOUSES, ETC.
roceedings of recognized clearing house take precedence over law
of
lvency
upplementary provisions as to default proceedings
uty to report on completion of default proceedings
et sum payable on completion of default proceedings
isclaimer of property, rescission of contracts, etc.
Adjustment of prior transactions
Right of relevant office-holder to recover certain amounts
arising
certain transactions
Application of market collateral not affected by certain other
rests, etc.
Enforcement of judgments over property subject to market charge,
etc.
Law of insolvency in other jurisdictions
IV MISCELLANEOUS
Participant to be party to certain transactions as principal
Securities deposited with recognized clearing house
Immunity, etc.
Preservation of rights, etc.
Amendment of Schedules 1 and 2
(Omitted as spent)
Transitional
dule 1 Property which may be subject to a market charge or provided
as
et collateral
dule 2 Requirements for default rules of recognized clearing
houses
dule 3 (Omitted as spent)
Whole document:
rdinance to empower the Commission to declare clearing houses
to be
gnized clearing houses for the purposes of this Ordinance, to
provide
the approval by the Commission of the rules of recognized
clearing
es, to make provision for safeguarding the operations and
procedures
ecognized clearing houses, and to provide for matters
incidental
eto or connected therewith.
ctober 1992] L. N. 324 of 1992
PART I PRELIMINARY
hort title
This Ordinance may be cited as the Securities (Clearing
Houses)
nance.
(Omitted as spent)
nterpretation
In this Ordinance, unless the context otherwise requires--
rge" means any form of security, including a mortgage;
aring house" means a person--
whose activities or objects include the provision of services for
the
ring and settlement of transactions in securities effected
on, or
ect to the rules of, the Unified Exchange; or
who guarantees the settlement of any such transactions;
mission" means the Securities and Futures Commission
established by
ion 3 of the Securities and Futures Commission Ordinance (Cap.
24);
stitution", in relation to a clearing house, means the memorandum
and
cles of association of the clearing house;
ault proceedings" means any proceedings or other action taken
by a
gnized clearing house under its default rules;
ault rules", in relation to a recognized clearing house, means
such of
rules of the clearing house which it is required to have by virtue
of
ion 4 (2);
aulter" means a participant who is the subject of any
default
eedings; "functions" includes duties and powers;
ket charge" means a charge, whether fixed or floating,
granted in
ur of a recognized clearing house--
over any property specified in Schedule 1 which is held
by or
sited with the clearing house; and
for the purpose of securing liabilities arising directly in
connection
the clearing house's ensuring the settlement of one or more
market
racts; "market collateral" means any property specified in
Schedule 1
h is held by or deposited with a recognized clearing house for
the
ose of securing liabilities arising directly in connection
with the
ring house's ensuring the settlement of one or more market
contracts;
ket contract" means a contract subject to the rules of a
recognized
ring house entered into by the clearing house with a
participant
uant to a novation which is both in accordance with those rules
and
the purposes of the clearing and settlement of
transactions in
rities effected on, or subject to the rules of, the Unified
Exchange;
icer" means an officer within the meaning of section 2
of the
anies Ordinance (Cap. 32);
ticipant" means a person who, in accordance with the rules
of a
gnized clearing house, may participate in one or more of the
services
ided by the clearing house in its capacity as a clearing house;
formance", in relation to a function, includes discharge and
exercise;
ognized clearing house" means a clearing house declared under
section
) to be a recognized clearing house for the purposes
of this
nance;
evant office-holder" means--
the Official Receiver appointed under section 75 of the
Bankruptcy
nance (Cap. 6);
any person acting in relation to a company as its
liquidator,
isional liquidator, receiver or manager;
any person acting in relation to an individual as his
trustee in
ruptcy or interim receiver of his property; or
any person appointed pursuant to an order for the
administration in
ruptcy of an insolvent estate of a deceased person;
es", in relation to a clearing house--
means the constitution, rules, regulations or directions, by
whatever
called, governing the membership, management,
operations and
edures of the clearing house; and
without restricting the generality of paragraph (a), includes
rules,
lations or directions relating to--
the provision of clearing and settlement services, and the
suspension
ithdrawal of such services;
the provision of services other than the services referred
to in
aragraph (i);
) the persons who may participate in one or more of the
services
rred to in subparagraphs (i) and (ii); and
setting and levying fees and charges;
urities" means securities within the meaning of section 2
of the
rities Ordinance (Cap. 333);
tlement", in relation to a market contract, includes
partial
lement; "Unified Exchange" means the Unified Exchange
established
r section 27 of the Stock Exchanges Unification Ordinance (Cap.
361).
Where--
a charge is granted partly for the purpose specified in the
definition
market charge" and partly for other purposes, the charge is in
this
nance a market charge in so far as it has effect for that
specified
ose;
collateral is provided partly for the purpose specified
in the
nition of "market collateral" and partly for other
purposes, the
ateral is in this Ordinance market collateral in so far as it has
been
ided for that specified purpose.
References in this Ordinance to the law of insolvency
include
rences to every provision made by or under--
the Bankruptcy Ordinance (Cap. 6);
the Companies Ordinance (Cap. 32); and
any other enactment which is concerned with or in any way related
to
insolvency of a person.
References in this Ordinance to settlement in relation to a
market
ract are to the discharge of the rights and liabilities of the
parties
he contract, whether by performance, compromise or otherwise.
PART II DECLARATION OF CLEARING HOUSES FOR PURPOSES OF THIS ORDI-
NANCE AND RULES OF CLEARING HOUSES
ecognized clearing houses
Where the Commission is satisfied that it is appropriate to do
so in
interest of the investing public or in the public interest, or
for the
er regulation of services for the clearing and
settlement of
sactions in securities, it may, with the consent in writing
of the
ncial Secretary, by notice in the Gazette, declare a clearing
house to
recognized clearing house for the purposes of this Ordinance.
Where the Commission makes a declaration under subsection
(1) in
ect of a clearing house--
it shall give notice thereof in writing to the clearing house;
and
the rules of the clearing house in operation immediately
before the
aration shall continue to have effect unless otherwise
specified, or
l such time as is specified, in the notice referred to in paragraph
ules of recognized clearing houses, etc.
Subject to section 3 (2) (b) and subsection (4), no rules
of a
gnized clearing house (including any default rules of the
clearing
e) or any amendment thereto shall have effect unless
approved in
ing by the Commission.
A recognized clearing house shall have rules which provide
for the
ng of proceedings or other action in the event of a
participant
aring to be unable, or likely to become unable, to
meet his
gations in respect of all unsettled market contracts to which he
is a
y, and such rules shall comply with the requirements of Schedule
2.
Where a recognized clearing house takes any default proceedings,
all
equent proceedings or other action taken under its rules
for the
oses of the settlement of market contracts of which the
defaulter
erned is a party shall be treated as done under the default rules
of
clearing house notwithstanding that, but for this subsection,
such
equent proceedings or other action would not be treated as done
under
default rules of the clearing house.
The Commission may, by notice in the Gazette, declare any
class of
s of a recognized clearing house (except any default rules
of the
ring house) to be a class of rules which are not required
to be
oved under subsection (1) and, accordingly, any rules of that
clearing
e which belong to that class (including any amendment thereto)
shall
effect notwithstanding that they have not been so approved.
Without prejudice to the operation of subsection (4), a
recognized
ring house shall submit or cause to be submitted to the
Commission,
the information of the Commission, any of its rules
(including any
dment thereto )--
which belong to a class of rules the subject of a declaration
under
ection (4); and
as soon as practicable after those rules (or amendment thereto,
as the
may be) are made.
A recognized clearing house shall submit or cause to be
submitted to
Commission for its approval the rules of the clearing house and
every
dment thereto except any rules (including any amendment thereto)
which
ng to a class of rules the subject of a declaration under
subsection
Subject to subsections (8) and (9), the Commission shall,
within 6
s after the receipt of any submission under subsection (6)
from a
gnized clearing house, give notice in writing to the clearing
house
its approval of; or
its refusal to approve,
rules or amendment of the rules, as the case may be, or any
part
eof, the subject of the submission.
The Commission may, in a particular case, with the agreement of
the
gnized clearing house concerned, extend the time
prescribed in
ection (7).
The Financial Secretary may, on the advice of the
Commission and
er generally or in a particular case, extend the time
prescribed in
ection (7).
The Commission may request in writing a recognized clearing
house--
to make rules--
specified in the request; and
within the period specified in the request; or
to amend rules--
referred to in the request;
in the manner specified in the request; and
) within the period specified in the request.
Where the Commission is satisfied that a recognized clearing
house
not complied with a request referred to in subsection (10) within
the
od specified in the request, the Commission may direct in writing
the
ring house to comply with the request within such further period
as is
ified in the direction and, accordingly, the clearing house
shall
ly with that request within that further period.
For the purposes of subsection (10), "rules", in relation
to a
gnized clearing house, do not include the constitution of the
clearing
e.
PART III MODIFICATIONS OF THE LAW OF INSOLVENCY TO SAFEGUARD OPE-
RATIONS AND PROCEDURES OF RECOGNIZED CLEARING HOUSES, ETC.
roceedings of recognized clearing house take precedence over
law of
lvency
None of the following shall be regarded as to any extent
invalid at
on the ground of inconsistency with the law relating
to the
ribution of the assets of a person on insolvency,
bankruptcy or
ing-up, or on the appointment of a receiver over any of the assets
of
rson--
a market contract;
the rules of a recognized clearing house relating to the
settlement of
rket contract;
any proceedings or other action taken under the rules of a
recognized
ring house relating to the settlement of a market contract;
a market charge;
the default rules of a recognized clearing house; or
any default proceedings.
Subject to subsection (3), the powers of a relevant office-
holder in
capacity as such, and the powers of a court under the
law of
lvency, shall not be exercised in such a way as to
prevent or
rfere with--
the settlement in accordance with the rules of a recognized
clearing
e of a market contract; or
any default proceedings.
Subsection (2) shall not operate to prevent a relevant
office-holder
seeking to recover any amount under section 11 after the
completion
matter referred to in paragraph (a) or (b) of that subsection.
upplementary provisions as to default proceedings
A court may on an application by a relevant office-holder make
such
r as it thinks fit altering or releasing him from compliance with
such
he functions of his office as are affected by the fact that
default
eedings are pending or could be taken, or have been or could have
been
n and, accordingly, such functions of the relevant officeholder
shall
onstrued subject to such order.
Nothing in--
section 12, 14 or 20 of the Bankruptcy Ordinance (Cap. 6); or
section 166, 181, 183, 186 or 254 of the Companies Ordinance
(Cap.
shall prevent or interfere with any default proceedings.
uty to report on completion of default proceedings
A recognized clearing house shall, upon the completion by it of
any
ult proceedings, make a report on such proceedings stating in
respect
ach defaulter--
the net sum, if any, certified by the clearing house to be payable
by
o the defaulter; or
the fact that no sum is so payable,
he case may be, and the clearing house may include in that report
such
r particulars in respect of such proceedings as it thinks fit.
A recognized clearing house which has made a report
pursuant to
ection (1) shall supply the report to--
the Commission;
any relevant office-holder acting in relation to--
the defaulter to whom the report relates; or
that defaulter's estate;
if there is no relevant office-holder referred to in paragraph
(b),
defaulter to whom the report relates.
Where the Commission receives pursuant to subsection (2) a report
made
uant to subsection (1), it may publish notice of that fact in
such
er as it thinks appropriate to bring it to the attention of
creditors
he defaulter to whom the report relates.
Where a relevant office-holder or defaulter receives
pursuant to
ection (2) a report made pursuant to subsection (1), he shall,
at the
est of a creditor of the defaulter to whom the report relates--
make the report available for inspection by the creditor;
on payment of such reasonable fee as the relevant office-
holder or
ulter, as the case may be, determines, supply to the creditor all
or
part of that report.
In subsections (2), (3) and (4), "report" includes a copy of a
report.
et sum payable on completion of default proceedings
The provisions of this section shall apply with respect to any
net sum
ified under section 7 (1) (a) by a recognized clearing house, upon
the
letion by it of any default proceedings, to be payable by or
to a
ulter.
Where a receiving or winding-up order has been made, or a
resolution
voluntary winding-up has been passed, any net sum
shall,
ithstanding any of the provisions of section 34 or 35
of the
ruptcy Ordinance (Cap. 6) or section 264 of the Companies
Ordinance
. 32), be--
provable in the bankruptcy or winding-up or, as the case
may be,
ble to the relevant office-holder; and
taken into account, where appropriate, under section 35
of the
ruptcy Ordinance (Cap. 6) or that section as applied in the case
of a
ing-up order under the Companies Ordinance (Cap. 32).
isclaimer of property, rescission of contracts, etc.
Neither section 59 of the Bankruptcy Ordinance (Cap. 6) nor
section
of the Companies Ordinance (Cap. 32) shall apply in relation to--
a market contract;
a contract effected by a recognized clearing house for the purpose
of
izing property provided as market collateral;
a market charge; or
any default proceedings.
Neither section 42 of the Bankruptcy Ordinance (Cap. 6) nor
section
of the Companies Ordinance (Cap. 32) shall apply in relation to
any
matter or thing which has been done pursuant to--
a market contract;
a disposition of property pursuant to a market contract;
the provision of market collateral;
a contract effected by a recognized clearing house for the purpose
of
izing property provided as market collateral, or any
disposition of
erty pursuant to such a contract;
a disposition of property in accordance with the rules of a
recognized
ring house as to the application of property provided as
market
ateral;
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